HF FINANCIAL CORP
|
(Name of Issuer)
Common Stock, Par Value $0.01 Per Share
|
(Title of Class of Securities)
404172108
|
(CUSIP Number)
December 31, 2015
|
[X]
|
Rule 13d-1(c)
|
[ ]
|
Rule 13d-1(d)
|
CUSIP NO. 404172108
|
13G
|
Page 2 of 9 Pages
|
1
|
NAMES OF REPORTING PERSONS
M3 FUNDS, LLC
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF DELAWARE, UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
294,774 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
294,774 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
294,774 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.18% of the outstanding shares of Common Stock
|
|||
12
|
TYPE OF REPORTING PERSON
OO (Limited Liability Company)
|
CUSIP NO. 404172108
|
13G
|
Page 3 of 9 Pages
|
1
|
NAMES OF REPORTING PERSONS
M3 PARTNERS, LP
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF DELAWARE, UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
294,774 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
294,774 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
294,774 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.18% of the outstanding shares of Common Stock
|
|||
12
|
TYPE OF REPORTING PERSON
PN (Limited Partnership)
|
CUSIP NO. 404172108
|
13G
|
Page 4 of 9 Pages
|
1
|
NAMES OF REPORTING PERSONS
M3F, INC.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF UTAH, UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
294,774 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
294,774 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
294,774 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.18% of the outstanding shares of Common Stock
|
|||
12
|
TYPE OF REPORTING PERSON
CO, IA
|
CUSIP NO. 404172108
|
13G
|
Page 5 of 9 Pages
|
1
|
NAMES OF REPORTING PERSONS
Jason A. Stock
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
294,774 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
294,774 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
294,774 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.18% of the outstanding Common Stock
|
|||
12
|
TYPE OF REPORTING PERSON
IN
|
CUSIP NO. 404172108
|
13G
|
Page 6 of 9 Pages
|
1
|
NAMES OF REPORTING PERSONS
William C. Waller
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
294,774 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
294,774 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
294,774 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.18% of the outstanding Common Stock
|
|||
12
|
TYPE OF REPORTING PERSON
IN
|
Item 1.
|
(a)
|
Name of Issuer:
|
(b)
|
Address of Issuer’s Principal Executive Offices:
|
Item 2.
|
(a)
|
Name of Persons Filing:
|
(b)
|
Address of Principal Business Office or, if None, Residence:
|
(c)
|
Citizenship:
|
(d)
|
Title of Class of Securities:
|
(e)
|
CUSIP Number:
|
Item 3.
|
If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
|
Item 4.
|
Ownership.
|
M3 Funds, LLC
|
M3 Partners, LP
|
M3F, Inc.
|
Jason A. Stock
|
William C. Waller
|
|||
(a)
|
Amount Beneficially Owned:
|
294,774
|
294,774
|
294,774
|
294,774
|
294,774
|
|
(b)
|
Percent of Class:
|
4.18%
|
4.18%
|
4.18%
|
4.18%
|
4.18%
|
|
(c)
|
Number of Shares to Which Reporting Person Has:
|
||||||
(i)
|
Sole Voting Power:
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
|
(ii)
|
Shared Voting Power:
|
294,774
|
294,774
|
294,774
|
294,774
|
294,774
|
|
(iii)
|
Sole Dispositive Power:
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
|
(iv)
|
Shared Dispositive Power:
|
294,774
|
294,774
|
294,774
|
294,774
|
294,774
|
Item 5.
|
Ownership of Five Percent or Less of a Class.
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person.
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
|
Item 8.
|
Identification and Classification of Members of the Group.
|
Item 9.
|
Notice of Dissolution of Group.
|
Item 10.
|
Certification.
|
Date: January 29, 2016
|
|||
M3 PARTNERS, LP
|
|||
By:
|
M3 Funds, LLC, General Partner
|
||
By:
|
/s/ Jason A. Stock
|
||
Name:
|
Jason A. Stock
|
||
Title:
|
Manager
|
||
Date: January 29, 2016
|
|||
M3 FUNDS, LLC
|
|||
By:
|
/s/ Jason A. Stock
|
||
Name:
|
Jason A. Stock
|
||
Title:
|
Manager
|
||
Date: January 29, 2016
|
|||
M3F, INC.
|
|||
By:
|
/s/ Jason A. Stock
|
||
Name:
|
Jason A. Stock
|
||
Title:
|
Managing Director
|
||
Date: January 29, 2016
|
|||
/s/ Jason A. Stock
|
|||
Jason A. Stock
|
|||
Date: January 29, 2016
|
|||
/s/ William C. Waller
|
|||
William C. Waller
|
M3 PARTNERS, LP
|
|||
By:
|
M3 Funds, LLC, General Partner
|
||
By:
|
/s/ Jason A. Stock
|
||
Name:
|
Jason A. Stock
|
||
Title:
|
Manager
|
||
M3 FUNDS, LLC
|
|||
By:
|
/s/ Jason A. Stock
|
||
Name:
|
Jason A. Stock
|
||
Title:
|
Manager
|
||
M3F, INC.
|
|||
By:
|
/s/ Jason A. Stock
|
||
Name:
|
Jason A. Stock
|
||
Title:
|
Managing Director
|
||
/s/ Jason A. Stock | |||
Jason A. Stock | |||
/s/ William C. Waller | |||
William C. Waller |